Drake Software blog for tax pros, covering tax, IRS news, and more

Easy Steps to Create Your Mandatory Tax Office Security Plan (SAMPLE INCLUDED!)

Easy Steps to Create Your Mandatory Tax Office Security Plan (SAMPLE INCLUDED!)

Updated: May 6, 2021

Scroll to the Bottom of the Page for the Download!

When preparing for tax season, the checklist often includes learning about software updates, reviewing tax law changes, and training seasonal staff. Unfortunately, developing an office security plan might not make everyone’s list—and that’s a problem, because it’s required by the Federal Trade Commission.

The Internal Revenue Service regularly reminds paid tax return preparers that the FTC’s Safeguards Rule applies to the tax industry, since, according to the FTC’s website, tax professionals collect and store sensitive financial data while “providing financial products or services.”

Any office that professionally prepares tax returns must have a “written information security plan that describes their program to protect customer information.” That being said, you may not know where to start if you’ve never developed a security plan. To give tax professionals a head start, Drake Software put together a security plan that addresses the basics of safeguarding data.

The Drake Software Tax Office Security Plan breaks down each step in protecting data into a series of worksheets:

  • Listing administrators and general users of the systems that interact with private data
  • Determining the type of information handled by the office
  • Inventorying the electronic equipment interacting with that information
  • Identifying the threats posed to that information
  • Prioritizing the order in which issues need to be resolved

The security plan also includes a slightly modified version of the sample acceptable use policy provided by SANS.org detailing how employees are allowed to use the equipment that interacts with that information. Each section includes instructions explaining how to fill out the worksheets.

Getting started is as easy as downloading and completing the Drake Software Tax Office Security Plan, which includes examples of how to fill in the provided worksheets.


  1. Complete the form below
  2. Wait for the page to refresh
  3. Click the hyperlink that appears below these instructions

Important: After completing the form, you will have access to all Taxing Subjects downloads!

Warning: If you clear your browser cookies, you will have to fill out this form again. 

Drake Software 2021 Tax Office Security Plan.pdf

Download Signup

Ryan Norton

Whether designing superheroes, penciling caricatures, or just doodling, I always knew I was going to earn some sort of art degree while in college. That was my goal before I decided to trade Edgar Degas for Edgar Allan Poe during a Freshman English class. The BA in English soon morphed into a double-major in English and Philosophy, eventually becoming an MA in English. It only makes sense that I learned of a writing opportunity for a local marketing firm while teaching a first-year college English course. Before I knew it, I was writing and editing tax-related articles for Taxing Subjects, and this has been my home since 2014.

comments powered by Disqus